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Securities News
   
Wednesday, January 20, 2021
 
Vol. 21, No. 13
 
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 IN THE NEWS
Industry Update
 REGULATORY
CFTC
FINRA
 EXCHANGES
NYSE
AMEX
NASDAQ
 LITIGATION
Federal Courts
State AG
Class Actions
 ALSO OF NOTE
News & Transactions
 

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IN THE NEWS

Industry Update

  1. FIA welcomes Gary Gensler as chair of the Securities and Exchange Commission, FIA Latest News, January 19, 2021
  2. FMS Education Day: Swaps – The Fundamentals and Regulatory Developments, Securities Industry and Financial Markets Association: Events, January 19, 2021
  3. SIFMA FMS Virtual Education Day: Net Capital & Customer Reserve, Securities Industry and Financial Markets Association: Events, January 19, 2021
  4. NASAA Statement on Nomination of Gary Gensler as SEC Chair, North American Securities Administration Association: Top Stories, January 19, 2021

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REGULATORY

CFTC

  1. CFTC Staff Provides Limited Continuation of Certain No-Action Relief to Market Participants in Response to COVID-19, CFTC: Press Releases, January 19, 2021
  2. Office of Legislative and Intergovernmental Affairs Director Summer Mersinger to Join Commissioner Stump’s Office as Chief of Staff, CFTC: Press Releases, January 19, 2021
  3. Chairman Tarbert’s Tract on Self-Regulation to be Published by Northwestern University, CFTC: Press Releases, January 19, 2021
Financial Industry Regulatory Authority

  1. UPC #07-21 - Exide Holdings, Inc., FINRA: Advisories, January 19, 2021

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EXCHANGES

NYSE

  1. Susquehanna Securities, LLC, New York Stock Exchange: Disciplinary Actions, January 19, 2021
  2. Susquehanna Securities, LLC, New York Stock Exchange: Disciplinary Actions, January 19, 2021
AMEX

  1. Euronext partners with JA Europe on pan-European programme for young blue economy entrepreneurs, January 20, 2021
  2. Euronext Brussels awards 2020, January 20, 2021

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ALSO OF NOTE

News & Transactions

  1. Manatt adds Jennifer Millard, Kalon Gutierrez, and Farnaz Alemi to digital practice - Consulting.us, (Jenner & Block; Latham & Watkins), January 20, 2021
  2. Desktop Metal's Acquisition Of EnvisionTEC - Global Legal Chronicle, (Sidley Austin), January 20, 2021
  3. Lineage Logistics' Acquisition of Cryo-Trans – Global Legal Chronicle - Global Legal Chronicle, (Latham & Watkins), January 20, 2021
  4. Clayton Dubilier & Rice's £308 Million Acquisition of Wolseley UK - Global Legal Chronicle, (Debevoise & Plimpton; Clifford Chance), January 20, 2021
  5. Minerva Neurosciences and Royalty Pharma Announce Sale of Seltorexant Royalty for up to $155 Million - BioSpace, (Goodwin Procter), January 20, 2021
  6. Johnson & Johnson - Royalty Pharma Acquires Royalty Curiosity in Seltorexant From Minerva Neurosciences Nasdaq:RPRX - Fintech Zoom, (Goodwin Procter), January 20, 2021
  7. Ropes & Gray Bolsters Enforcement and Antitrust Teams - PRNewswire, (Ropes & Gray), January 20, 2021
  8. Kohlberg & Company's Acquisition of Area Wide Protective - Global Legal Chronicle, (Ropes & Gray), January 20, 2021
  9. The Watermill Group's Acquisition of Weston Forest Products Inc. - Global Legal Chronicle, (Proskauer Rose), January 20, 2021
  10. Kyocera Corporation's Acquisition Of SLD Laser - Global Legal Chronicle, (Loeb & Loeb), January 19, 2021
  11. Amphenol's Acquisition of El-Cab - Global Legal Chronicle, (Willkie Farr & Gallagher), January 19, 2021
  12. Precinmac's Acquisition of Viper Northwest and Shields Manufacturing - Global Legal Chronicle, (Willkie Farr & Gallagher), January 19, 2021
  13. TruStone Financial Credit Union's Merger With Firefly Credit Union - Global Legal Chronicle, (Fox Rothschild), January 19, 2021
  14. Sheppard Mullin Expands Washington, D.C. Office With Antitrust Partner John D. Carroll - PharmiWeb.com, (Sheppard Mullin; King & Spalding), January 19, 2021
  15. Ashland to acquire Schulke & Mayr personal care business - Chemical Week, (Squire Patton Boggs), January 19, 2021
  16. United Overseas Group Ltd's Acquisition Of United Arab Chemical Carriers Limited - Global Legal Chronicle, (Kramer Levin), January 19, 2021
  17. LiveVox to merge with Crescent Acquisition Corp - Directors Club Newswire, (Skadden Arps), January 19, 2021
  18. Redwire Acquires Oakman Aerospace, A Leading Digitally Engineered Spacecraft and Satellite Design Firm - PRNewswire, (Kirkland & Ellis), January 19, 2021
  19. AbSci's Acquisition of Denovium - Global Legal Chronicle, (Goodwin Procter), January 19, 2021
  20. Sanofi's $1.1 Billion Acquisition Of Kymab - Global Legal Chronicle, (Goodwin Procter), January 19, 2021

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