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Wednesday, January 20, 2021 |
Vol. 21, No. 13 |
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IN THE NEWS
Industry Update
- FIA welcomes Gary Gensler as chair of the Securities and Exchange Commission, FIA Latest News, January 19, 2021
- FMS Education Day: Swaps – The Fundamentals and Regulatory Developments, Securities Industry and Financial Markets Association: Events, January 19, 2021
- SIFMA FMS Virtual Education Day: Net Capital & Customer Reserve, Securities Industry and Financial Markets Association: Events, January 19, 2021
- NASAA Statement on Nomination of Gary Gensler as SEC Chair, North American Securities Administration Association: Top Stories, January 19, 2021
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REGULATORY
CFTC
- CFTC Staff Provides Limited Continuation of Certain No-Action Relief to Market Participants in Response to COVID-19, CFTC: Press Releases, January 19, 2021
- Office of Legislative and Intergovernmental Affairs Director Summer Mersinger to Join Commissioner Stump’s Office as Chief of Staff, CFTC: Press Releases, January 19, 2021
- Chairman Tarbert’s Tract on Self-Regulation to be Published by Northwestern University, CFTC: Press Releases, January 19, 2021
Financial Industry Regulatory Authority
- UPC #07-21 - Exide Holdings, Inc., FINRA: Advisories, January 19, 2021
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EXCHANGES
NYSE
- Susquehanna Securities, LLC, New York Stock Exchange: Disciplinary Actions, January 19, 2021
- Susquehanna Securities, LLC, New York Stock Exchange: Disciplinary Actions, January 19, 2021
AMEX
- Euronext partners with JA Europe on pan-European programme for young blue economy entrepreneurs, January 20, 2021
- Euronext Brussels awards 2020, January 20, 2021
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ALSO OF NOTE
News & Transactions
- Manatt adds Jennifer Millard, Kalon Gutierrez, and Farnaz Alemi to digital practice - Consulting.us, (Jenner & Block; Latham & Watkins), January 20, 2021
- Desktop Metal's Acquisition Of EnvisionTEC - Global Legal Chronicle, (Sidley Austin), January 20, 2021
- Lineage Logistics' Acquisition of Cryo-Trans – Global Legal Chronicle - Global Legal Chronicle, (Latham & Watkins), January 20, 2021
- Clayton Dubilier & Rice's £308 Million Acquisition of Wolseley UK - Global Legal Chronicle, (Debevoise & Plimpton; Clifford Chance), January 20, 2021
- Minerva Neurosciences and Royalty Pharma Announce Sale of Seltorexant Royalty for up to $155 Million - BioSpace, (Goodwin Procter), January 20, 2021
- Johnson & Johnson - Royalty Pharma Acquires Royalty Curiosity in Seltorexant From Minerva Neurosciences Nasdaq:RPRX - Fintech Zoom, (Goodwin Procter), January 20, 2021
- Ropes & Gray Bolsters Enforcement and Antitrust Teams - PRNewswire, (Ropes & Gray), January 20, 2021
- Kohlberg & Company's Acquisition of Area Wide Protective - Global Legal Chronicle, (Ropes & Gray), January 20, 2021
- The Watermill Group's Acquisition of Weston Forest Products Inc. - Global Legal Chronicle, (Proskauer Rose), January 20, 2021
- Kyocera Corporation's Acquisition Of SLD Laser - Global Legal Chronicle, (Loeb & Loeb), January 19, 2021
- Amphenol's Acquisition of El-Cab - Global Legal Chronicle, (Willkie Farr & Gallagher), January 19, 2021
- Precinmac's Acquisition of Viper Northwest and Shields Manufacturing - Global Legal Chronicle, (Willkie Farr & Gallagher), January 19, 2021
- TruStone Financial Credit Union's Merger With Firefly Credit Union - Global Legal Chronicle, (Fox Rothschild), January 19, 2021
- Sheppard Mullin Expands Washington, D.C. Office With Antitrust Partner John D. Carroll - PharmiWeb.com, (Sheppard Mullin; King & Spalding), January 19, 2021
- Ashland to acquire Schulke & Mayr personal care business - Chemical Week, (Squire Patton Boggs), January 19, 2021
- United Overseas Group Ltd's Acquisition Of United Arab Chemical Carriers Limited - Global Legal Chronicle, (Kramer Levin), January 19, 2021
- LiveVox to merge with Crescent Acquisition Corp - Directors Club Newswire, (Skadden Arps), January 19, 2021
- Redwire Acquires Oakman Aerospace, A Leading Digitally Engineered Spacecraft and Satellite Design Firm - PRNewswire, (Kirkland & Ellis), January 19, 2021
- AbSci's Acquisition of Denovium - Global Legal Chronicle, (Goodwin Procter), January 19, 2021
- Sanofi's $1.1 Billion Acquisition Of Kymab - Global Legal Chronicle, (Goodwin Procter), January 19, 2021
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