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Securities News Sample

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	Monday, July 14, 2025	Vol. 21, No. 1156	powered by

IN THE NEWS

Industry Update

REGULATORY

CFTC
FINRA

EXCHANGES

NYSE
AMEX
NASDAQ

LITIGATION

Federal Courts
State AG
Class Actions

ALSO OF NOTE

News & Transactions

To see archives click on a section title on the right.

REGULATORY

Financial Industry Regulatory Authority

UPC #67-25 - Sound Point Meridian Cap, FINRA: Advisories, July 11, 2025
FINRA Issue Data Mgmt/Participant Data Mgmt System Availability, FINRA: News Releases, July 11, 2025
FINRA NTF System Availability, FINRA: News Releases, July 11, 2025

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LITIGATION

State Attorney General Releases

July 10, 2025 - Roanoke Man Pleads Guilty to Robbing Truist Banks, Attorney General: Virginia, July 11, 2025
July 8, 2025 - Former Chief Operating Officer of Pain Care Centers Sentenced, Attorney General: Virginia, July 11, 2025

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