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Securities News
   
Thursday, January 26, 2023
 
Vol. 21, No. 534
 
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 IN THE NEWS
Industry Update
 REGULATORY
CFTC
FINRA
 EXCHANGES
NYSE
AMEX
NASDAQ
 LITIGATION
Federal Courts
State AG
Class Actions
 ALSO OF NOTE
News & Transactions
 

To see archives click on a section title on the right.

 
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REGULATORY

CFTC

  1. CFTC Approves Technical Corrections to Swap Dealer Regulations, CFTC: Press Releases, January 25, 2023
Financial Industry Regulatory Authority

  1. 2023 FINRA Senior Investor Protection Conference, FINRA: News Releases, January 25, 2023

Top
 
PinHawk Law Firm News and Press
 
PinHawk Corporate Legal NewzDigest
 

EXCHANGES

NYSE

  1. 88 FR 4862 (1/25/23), New York Stock Exchange: Rule Proposals, January 25, 2023
  2. Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.31-E(i)(2), New York Stock Exchange: Rule Proposals, January 25, 2023
  3. 88 FR 4857 (1/25/23), New York Stock Exchange: Rule Proposals, January 25, 2023
  4. Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE American Options Fee Schedule, New York Stock Exchange: Rule Proposals, January 25, 2023
AMEX

  1. Euronext Dublin launches the 2023 edition of IPOready Ireland, January 26, 2023
  2. Euronext launches the 2023 edition of pre-IPO programmes TechShare and IPOready, January 26, 2023

Top
 

LITIGATION

State Attorney General Releases

  1. January 25, 2023 - Attorney General Miyares Releases Report on Virginia Parole Board, Attorney General: Virginia, January 25, 2023
  2. Guilty plea yields 8-year sentence and restitution for parolee charged in pandemic unemployment insurance scam, Attorney General: Colorado, January 25, 2023

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ALSO OF NOTE

News & Transactions

  1. Elevance Health to Acquire Blue Cross and Blue Shield of Louisiana - Minden Press-Herald, (Faegre Drinker; Morgan Lewis; White & Case), January 26, 2023
  2. Cetera To Acquire Securian Financial's Retail Wealth Business - PR Newswire, (Willkie Farr & Gallagher), January 25, 2023
  3. Nokia Nokia appoints Esa Niinimäki as Chief Legal Officer and member of the Group Leadership Team - Marketscreener.com, (White & Case), January 25, 2023
  4. WilmerHale wins New York Fed veteran - ICLG.com, (Mayer Brown; Wilmer Hale), January 25, 2023

Top
 
   

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