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Securities News
   
Friday, June 21, 2019
 
Vol. 17, No. 581
 
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 IN THE NEWS
Industry Update
 REGULATORY
CFTC
FINRA
 EXCHANGES
NYSE
AMEX
NASDAQ
 LITIGATION
Federal Courts
State AG
Class Actions
 ALSO OF NOTE
News & Transactions
 

To see archives click on a section title on the right.

 
  PinHawk Law Firm News and Press
 

IN THE NEWS

Industry Update

  1. Notice to Members I-19-15, National Futures Association: Notices to Members, June 21, 2019
  2. Internal Audit Annual Conference, Securities Industry and Financial Markets Association: Events, June 20, 2019

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REGULATORY

CFTC

  1. Giancarlo Statement on Basel Committee Agreement, CFTC: Speeches & Testimony, June 20, 2019
Financial Industry Regulatory Authority

  1. Proposed Rule Change Relating to FINRA Rule 5110 (Corporate Financing Rule ā€“ Underwriting Terms and Arrangements) to Make Substantive, Organizational and Terminology Changes, FINRA: Rule Filings, June 21, 2019
  2. Proposed Rule Change to Amend FINRA Rules 2210 (Communications with the Public) and 2241 (Research Analysts and Research Reports), FINRA: Rule Filings, June 20, 2019
  3. Financial Prosperity Eludes Many Americans Despite Growing Economy and Declining Unemployment, FINRA: News Releases, June 20, 2019

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LITIGATION

State Attorney General Releases

  1. Keep Safety in Mind When Accessing the Internet, Attorney General: Utah, June 20, 2019
Class Actions

  1. Jordan Thomas Testifies Before U.S. Congress on Proposals to Enhance Securities Law Enforcement, Labaton Sucharow: Press Releases, June 20, 2019
  2. Four Families Who Lost Their Infants in Rock Nā€™ Play Sleepers Join Together to Sue Fisher-Price, Inc. and Mattel, Inc., Wolf Haldenstein: Case List, June 20, 2019
  3. The U.S. Supreme Court Ruled in Favor of Wolf Haldenstein in an Antitrust Case Against Apple, Wolf Haldenstein: Case List, June 20, 2019

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ALSO OF NOTE

News & Transactions

  1. Keane's Merger With C&J Energy Services - Global Legal Chronicle, (Kirkland & Ellis; Simpson Thacher), June 21, 2019
  2. Wheels Up's Acquisition of Travel Management Company - Global Legal Chronicle, (Ropes & Gray), June 21, 2019
  3. ERP Power acquires high-grade light solutions manufacturer Lumenetix - Express Journal, (Irell & Manella), June 20, 2019
  4. Vera Bradley to Acquire Majority Ownership of Pura Vida | Business | Journal Gazette - Fort Wayne Journal Gazette, (Ice Miller), June 20, 2019
  5. High-flying partner swaps London for Sydney at NRF - Australasian Lawyer, (Morrison & Foerster; Hogan Lovells), June 20, 2019
  6. Artisan Design Group's Acquisition of Heritage Carpet & Tile - Global Legal Chronicle, (Holland & Knight), June 20, 2019
  7. Cooley hires cap markets lawyer in HK from Sidley - Legal Business Online, (Sidley Austin; Skadden Arps; Davis Polk), June 20, 2019
  8. Varian Medical Systems' $283 Million Acquisition of Cancer Treatment Services International - Global Legal Chronicle, (Ropes & Gray), June 20, 2019

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