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Securities News
   
Friday, June 15, 2018
 
Vol. 17, No. 318
 
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 IN THE NEWS
Industry Update
 REGULATORY
CFTC
FINRA
 EXCHANGES
NYSE
AMEX
NASDAQ
 LITIGATION
Federal Courts
State AG
Class Actions
 ALSO OF NOTE
News & Transactions
 

To see archives click on a section title on the right.

 
  PinHawk Corporate Legal NewzDigest
 

REGULATORY

Financial Industry Regulatory Authority

  1. FINRA Announces Initiative to Transform CRD, Other Registration Systems, NASDR: Member Alerts, June 14, 2018
  2. FINRA Announces Initiative to Transform CRD, Other Registration Systems, FINRA: News Releases, June 14, 2018

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PinHawk Law Firm News and Press
 
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EXCHANGES

NYSE

  1. Raymond James & Associates, Inc., New York Stock Exchange: Disciplinary Actions, June 14, 2018
  2. Raymond James & Associates, Inc., New York Stock Exchange: Disciplinary Actions, June 14, 2018

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LITIGATION

Class Actions

  1. Labaton Investigates Manipulation of the Chicago Board Options Exchange Volatility Index, Labaton Sucharow: Press Releases, June 14, 2018

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ALSO OF NOTE

News & Transactions

  1. AMP class actions set off territorial war between courts - Lawyerly, (Quinn Emanuel), June 15, 2018
  2. Antitrust Vet Richard Parker Leaves O'Melveny for Gibson Dunn ... - Law.com, (O'Melveny & Myers; Gibson Dunn & Crutcher), June 15, 2018
  3. Nelson Mullins to merge with Florida firm, Broad and Cassel - North Carolina Lawyers Weekly, (Nelson Mullins), June 14, 2018
  4. Cold Spring Brewing Company's Acquisition of Carolina Beverage Group - Global Legal Chronicle (press release), (Holland & Knight), June 14, 2018
  5. International Seaways Completes Acquisition of Six Modern VLCCs - Business Wire (press release), (Cleary Gottlieb), June 14, 2018
  6. M&A daily wrap: TA Associates, ERP, Royal Caribbean, Silversea Cruises, Thoma Bravo, Macy's, b8ta - Mergers & Acquisitions, (Skadden Arps), June 14, 2018
  7. Kirkland & Ellis Adds Hong Kong Partner From Shearman - Law.com, (Shearman & Sterling), June 14, 2018
  8. Legal Industry Veteran and Author Michael Quartararo Launches eDPM Advisory ServicesConsulting and Advisory ... - Markets Insider, (Skadden Arps; Stroock & Stroock), June 14, 2018
  9. Sidley Austin recruits tax litigator - CDR News Magazine, (Sidley Austin), June 14, 2018
  10. Belcan Acquires Allegiant International - PR Newswire (press release), (Faegre Baker Daniels), June 14, 2018

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