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Securities News
   
Monday, July 14, 2025
 
Vol. 21, No. 1156
 
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 IN THE NEWS
Industry Update
 REGULATORY
CFTC
FINRA
 EXCHANGES
NYSE
AMEX
NASDAQ
 LITIGATION
Federal Courts
State AG
Class Actions
 ALSO OF NOTE
News & Transactions
 

To see archives click on a section title on the right.

 
  PinHawk LLC
 

REGULATORY

Financial Industry Regulatory Authority

  1. UPC #67-25 - Sound Point Meridian Cap, FINRA: Advisories, July 11, 2025
  2. FINRA Issue Data Mgmt/Participant Data Mgmt System Availability, FINRA: News Releases, July 11, 2025
  3. FINRA NTF System Availability, FINRA: News Releases, July 11, 2025

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PinHawk Corporate Legal NewzDigest
 

LITIGATION

State Attorney General Releases

  1. July 10, 2025 - Roanoke Man Pleads Guilty to Robbing Truist Banks, Attorney General: Virginia, July 11, 2025
  2. July 8, 2025 - Former Chief Operating Officer of Pain Care Centers Sentenced, Attorney General: Virginia, July 11, 2025

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