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Securities News
   
Tuesday, April 16, 2019
 
Vol. 17, No. 533
 
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 IN THE NEWS
Industry Update
 REGULATORY
CFTC
FINRA
 EXCHANGES
NYSE
AMEX
NASDAQ
 LITIGATION
Federal Courts
State AG
Class Actions
 ALSO OF NOTE
News & Transactions
 

To see archives click on a section title on the right.

 
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REGULATORY

CFTC

  1. Speeches and Testimony: Opening Statement of CFTC Chairman J. Christopher Giancarlo Before the Global Markets Advisory Committee Meeting, CFTC: Speeches & Testimony, April 15, 2019
  2. Opening Statement of CFTC Commissioner Dawn D. Stump before the Global Markets Advisory Committee Meeting, CFTC: Speeches & Testimony, April 15, 2019

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PinHawk Corporate Legal NewzDigest
 
PinHawk Law Firm News and Press
 

EXCHANGES

NYSE

  1. SG Americas Securities, LLC, New York Stock Exchange: Disciplinary Actions, April 15, 2019
  2. 84 FR 15257 (4/15/19), New York Stock Exchange: Rule Proposals, April 15, 2019

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LITIGATION

State Attorney General Releases

  1. How to Report Storm Damage in Delaware, Attorney General: Delaware, April 15, 2019
  2. Pinwheels for Prevention: Raising Awareness about Child Abuse, Attorney General: Utah, April 15, 2019
Class Actions

  1. Labaton Sucharow Files Class Action Alleging Price Manipulation of Fannie Mae and Freddie Mac Bonds, Labaton Sucharow: Press Releases, April 15, 2019

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ALSO OF NOTE

News & Transactions

  1. In Wolk vs. LMSD — LMSD Tells Courts Dismiss Judge Smyth Injunction - TAPinto.net, (Drinker Biddle), April 16, 2019
  2. TransUnion completes sale of consumer reporting arm - Insider Media, (Squire Patton Boggs), April 16, 2019
  3. Tompkins Wake Almost Doubles Auckland Team - Lawfuel, (Mayer Brown; Clifford Chance), April 16, 2019
  4. Bristow Flies Closer To Bankruptcy | General Aviation News - Aviation International News, (Baker Botts; Wachtell Lipton), April 16, 2019
  5. China Investigates Ericsson Over Licensing as 5G Competition Heats Up - The Wall Street Journal, (Jones Day), April 16, 2019
  6. Maverick Arranges $22.5M in First Mortgages for Indiana Portfolio - ConnectCRE, (Troutman Sanders), April 16, 2019
  7. 9 Companies File IPOs To Bolster May Pipeline - Law360, (Hunton Andrews Kurth; Goodwin Procter), April 16, 2019
  8. RenaissanceRe's $1.5 Billion Acquisition Of Tokio Millennium Re AG And Tokio Millennium Re (UK) - Global Legal Chronicle, (Willkie Farr & Gallagher; Wachtell Lipton), April 15, 2019
  9. Workplace Disability and Inclusion Practices Detailed by OFCCP and ODEP - The National Law Review, (Jackson Lewis), April 15, 2019
  10. Lori Loughlin Pleads Not Guilty in College Cheating Case - Courthouse News Service, (Nixon Peabody; Ropes & Gray; Latham & Watkins), April 15, 2019
  11. Barbara Meeks Joins Moore & Van Allen Financial Regulation - The National Law Review, (Moore & Van Allen), April 15, 2019
  12. The Early Reports: 2019 Am Law 100/200 Financials | The American Lawyer - Law.com, (Davis Wright; Thompson & Knight; Locke Lord Edwards; Holland & Knight), April 15, 2019
  13. Apple and Qualcomm are about to begin their massive, multi-billion dollar patent trial - CNBC, (Hughes Hubbard), April 15, 2019
  14. Jones Day leads in bitter Sheffield United football dispute - The Lawyer, (Jones Day), April 15, 2019
  15. Cahill Sees Declines Amid Junk Bond Market Slowdown | New York Law Journal - Law.com, (Simpson Thacher; Davis Polk; Cravath Swaine & Moore), April 15, 2019
  16. SEC proposes to expand 'test-the-waters' accommodation - International Law Office, (Morrison & Foerster), April 15, 2019
  17. Campbell sells Bolthouse Farms for $510 million - FreshPlaza.com, (Weil Gotshal), April 15, 2019
  18. Breyer Signals Tension Surge on Death-Penalty Cases - Courthouse News Service, (Ropes & Gray), April 15, 2019
  19. Aedifica's £450 Million Property Portfolio Acquisition - Global Legal Chronicle, (Bryan Cave), April 15, 2019
  20. TriSpan's Acquisition of sk:n Clinics - Global Legal Chronicle, (Katten Muchin Rosenman), April 15, 2019
  21. Telefónica del Perú's $ 515.4 Million Senior Notes Offering - Global Legal Chronicle, (Davis Polk), April 15, 2019
  22. Williams' $484.6 Million Sale Of 50% Interest In Jackalope Gas Gathering Services - Global Legal Chronicle, (Davis Polk), April 15, 2019
  23. Blockbuster IPO of Metropolis draws in $173m with Khaitan, AZB, Luthra, CC, Sidleys - Legally India, (Sidley Austin; Clifford Chance), April 15, 2019
  24. Waste Management to Acquire Advanced Disposal for $4.9B - waste360, (Mayer Brown; Shearman & Sterling; Simpson Thacher), April 15, 2019
  25. Alliance Data Enters Into Definitive Agreement To Sell Its Epsilon Business To Publicis Groupe For $4.4 Billion - MarTech Series, (Latham & Watkins), April 15, 2019
  26. Husch Blackwell, White & Case Lawyers Join Trump White House Counsel's Office | National Law Journal - Law.com, (Kirkland & Ellis; Sullivan & Cromwell; White & Case), April 15, 2019
  27. Siris Capital to buy Electronics For Imaging for $1.6 billion - KFGO News, (Kirkland & Ellis; Sidley Austin), April 15, 2019

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