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Wednesday, December 5, 2018 |
Vol. 17, No. 441 |
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REGULATORY
CFTC
- Opening Statement of Commissioner Brian Quintenz before the CFTC Market Risk Advisory Committee, CFTC: Speeches & Testimony, December 4, 2018
- Opening Statement of Commissioner Rostin Behnam before the Market Risk Advisory Committee, CFTC: Speeches & Testimony, December 4, 2018
- CFTC Commissioner Behnam Announces Members of the Market Risk Advisory Committee’s Interest Rate Benchmark Reform Subcommittee, CFTC: Press Releases, December 4, 2018
Financial Industry Regulatory Authority
- Information Notice – 12/4/18, FINRA: Notices, December 4, 2018
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EXCHANGES
NYSE
- Meridian Equity Partners, Inc., New York Stock Exchange: Disciplinary Actions, December 4, 2018
- NYSE Group Announces 2019, 2020 and 2021 Holiday and Early Closings Calendar, Intercontinental Exchange: Press Releases, December 4, 2018
- AllianceBernstein Selects ICE Liquidity IndicatorsTM for Investment Management, Risk Management, and Regulatory Compliance, Intercontinental Exchange: Press Releases, December 4, 2018
- ICE Benchmark Administration Launches Survey on the use of LIBOR, Intercontinental Exchange: Press Releases, December 4, 2018
AMEX
- NYSE Group Announces 2019, 2020 and 2021 Holiday and Early Closings Calendar, December 4, 2018
- AllianceBernstein Selects ICE Liquidity IndicatorsTM for Investment Management, Risk Management, and Regulatory Compliance, December 4, 2018
- ICE Benchmark Administration Launches Survey on the use of LIBOR, December 4, 2018
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ALSO OF NOTE
News & Transactions
- ResMed to buy digital therapeutics firm Propeller Health for $225 mln - PE Hub (blog), (Fenwick & West; DLA Piper), December 5, 2018
- Hyatt completes acquisition of Two Roads Hospitality - Travel Daily News International, (Latham & Watkins; Skadden Arps), December 5, 2018
- Veritas Capital's $5.7 Billion Acquisition of athenahealth Inc. - Global Legal Chronicle (press release), (Schulte Roth & Zabel; Weil Gotshal), December 4, 2018
- Franklin Templeton Investments' Acquisition of Benefit Street Partners - Global Legal Chronicle (press release), (Willkie Farr & Gallagher; Skadden Arps), December 4, 2018
- Yukon Partners backs Sentinel's buy of Apex Cos - PE Hub (blog), (Dorsey & Whitney), December 4, 2018
- Twilio's $2 Billion Acquisition of SendGrid - Global Legal Chronicle (press release), (Goodwin Procter; Cooley), December 4, 2018
- Nexstar to buy Tribune Media for $4.1B, creating a local TV giant - NBC2 News, (Covington & Burling), December 4, 2018
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