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Securities News
   
Monday, August 19, 2019
 
Vol. 17, No. 622
 
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 IN THE NEWS
Industry Update
 REGULATORY
CFTC
FINRA
 EXCHANGES
NYSE
AMEX
NASDAQ
 LITIGATION
Federal Courts
State AG
Class Actions
 ALSO OF NOTE
News & Transactions
 

To see archives click on a section title on the right.

 
  PinHawk Corporate Legal NewzDigest
 

REGULATORY

Financial Industry Regulatory Authority

  1. Regulatory Notice 19-28, FINRA: Notices, August 16, 2019

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EXCHANGES

NYSE

  1. Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 6.40-O to Reduce the Minimum Allowable Parameter for the Transaction- and Volume-Based Settings in the Risk Limitation Mechanism, New York Stock Exchange: Rule Proposals, August 16, 2019
  2. Proposed Rule Change to List and Trade Shares of the KFA Global Carbon ETF under NYSE Arca Rule 8.600-E., New York Stock Exchange: Rule Proposals, August 16, 2019

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PinHawk Law Firm News and Press
 

LITIGATION

State Attorney General Releases

  1. Scammer Uses Facebook Messenger, Impersonates Utah AG, Attorney General: Utah, August 16, 2019

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ALSO OF NOTE

News & Transactions

  1. Alpine Investors sells Perennial EdTech to Frontline Education - Private Equity Wire, (Wilson Sonsini), August 19, 2019
  2. ALS Global's Acquisition of Laboratorio de Control ARJ - Global Legal Chronicle, (DLA Piper), August 19, 2019
  3. Starboard Asset's Acquisition of Macau Polo oil fields - Global Legal Chronicle, (DLA Piper), August 19, 2019
  4. Joe Tsai's $2.35 Billion Acquisition of full ownership of Barclays Center and controlling interest in the Brooklyn Nets - Global Legal Chronicle, (Hogan Lovells), August 19, 2019
  5. Jazz Pharmaceuticals Buying Cavion For $312.5 Million: Details About The Deal - Pulse 2.0, (Hogan Lovells; Cooley), August 19, 2019
  6. Creditas's Acquisition of Creditoo - Global Legal Chronicle, (Simpson Thacher; Wilson Sonsini), August 19, 2019
  7. Elaghmore acquires English Architectural Glazing - Private Equity Wire, (Squire Patton Boggs), August 19, 2019
  8. JF Lehman acquires Lone Star Disposal - Construction & Demolition Recycling, (Hunton Andrews Kurth), August 17, 2019
  9. Multiple firms advise on $1.4 bln US-China healthcare M&A deal - Legal Business Online, (Hughes Hubbard; Winston & Strawn), August 16, 2019
  10. Elite US firms lead in CBS-Viacom merger - Australasian Lawyer, (Latham & Watkins; Paul Weiss; Shearman & Sterling; Cleary Gottlieb; Cravath Swaine & Moore), August 16, 2019
  11. Syncora Holdings signs agreement to sell Syncora Guarantee for $392.5m - Verdict, (Debevoise & Plimpton), August 16, 2019

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