Securities News Sample

Legal and compliance professionals need to have up-to-date information on the securities industry. Read the latest news from stock exchanges, regulatory agencies, courts, and more.

The Securities News is published daily. This sample issue is at least two days old.


	Wednesday, March 18, 2026	Vol. 21, No. 1324	powered by

IN THE NEWS

Industry Update

REGULATORY

CFTC
FINRA

EXCHANGES

NYSE
AMEX
NASDAQ

LITIGATION

Federal Courts
State AG
Class Actions

ALSO OF NOTE

News & Transactions

To see archives click on a section title on the right.

IN THE NEWS

Industry Update

Andrea Seidt Named Vice Chair Of SEC Investor Advisory Committee, North American Securities Administration Association: Top Stories, March 17, 2026

Top

REGULATORY

CFTC

Michael S. Selig, Chairman: 9th Annual DC Blockchain Summit, CFTC: Speeches & Testimony, March 17, 2026
CFTC Joins SEC to Clarify the Application of Federal Securities Laws to Crypto Assets, CFTC: Press Releases, March 17, 2026
CFTC Staff Issues No-Action Position to Self-Custodial Crypto Asset Wallet Software Provider, CFTC: Press Releases, March 17, 2026

Financial Industry Regulatory Authority

ORF Transitioning to FINRA Native FIX and New Port Request Form, FINRA: News Releases, March 17, 2026

Top

EXCHANGES

NYSE

Proposal to modify the NYSE Arca Options Fee Schedule to waive the maximum combined Submitting Broker credits paid for QCC trades and Floor Broker rebates paid through the Manual Billable Rebate Program for the month of March 2026., New York Stock Exchange: Rule Proposals, March 17, 2026
Proposal to amend the NYSE Arca Equities Proprietary Market Data Fees to establish a NYSE Arca BBO Digital Media Enterprise Fee, extend the proposed NYSE Arca BBO Digital Media Enterprise Fee to NYSE Arca BBO Enterprise Fee subscribers, and extend the NYSE Arca Trades Digital Media Enterprise Fee to NYSE Arca Trades Enterprise Fee subscribers., New York Stock Exchange: Rule Proposals, March 17, 2026
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges, New York Stock Exchange: Rule Proposals, March 17, 2026

AMEX

Strengthening European capital markets now, March 17, 2026

Top

LITIGATION

State Attorney General Releases

Attorney General Jones Sues OneMain Financial for an Alleged Lending Scheme Involving Hidden Add-On Products, Attorney General: Virginia, March 17, 2026

Top

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