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Securities News
   
Thursday, May 25, 2023
 
Vol. 21, No. 618
 
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 IN THE NEWS
Industry Update
 REGULATORY
CFTC
FINRA
 EXCHANGES
NYSE
AMEX
NASDAQ
 LITIGATION
Federal Courts
State AG
Class Actions
 ALSO OF NOTE
News & Transactions
 

To see archives click on a section title on the right.

 
  PinHawk Corporate Legal NewzDigest
 

IN THE NEWS

Industry Update

  1. Notice to Members I-23-11, National Futures Association: Notices to Members, May 25, 2023
  2. NASAA Celebrates the Five-Year Anniversary of the Senior Safe Act, North American Securities Administration Association: Top Stories, May 24, 2023

Top
 
PinHawk Law Firm News and Press
 

REGULATORY

CFTC

  1. Statement of Commissioner Kristin N. Johnson: Enforcement Action To Stop Bitcoin Fraud Targeting the Spanish-Speaking Community, CFTC: Speeches & Testimony, May 24, 2023
  2. CFTC Charges Five Defendants with Fraudulent Digital Assets Trading Scheme, CFTC: Press Releases, May 24, 2023
Financial Industry Regulatory Authority

  1. FINRA Foundation-CFA Institute Research Focuses on Gen Z Investors, NASDR: Member Alerts, May 24, 2023

Top
 
PinHawk LLC
 

EXCHANGES

NYSE

  1. Proposed Rule Change to List and Trade Shares of the Natixis Loomis Sayles Focused Growth ETF under NYSE Arca Rule 8.601-E, New York Stock Exchange: Rule Proposals, May 24, 2023

Top
 

LITIGATION

State Attorney General Releases

  1. Attorney General Mayes Urges Court to Uphold Prohibition on Handgun Sales to Individuals Under 21, Attorney General: Arizona, May 24, 2023

Top
 
   

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