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Corporate Legal News
   
Wednesday, January 18, 2017
 
Vol. 17, No. 12
 
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 PUBLICATIONS
In-House Weekly
Bloomberg
Law Practice
 LEGAL BUSINESS / TECHNOLOGY
GC Moves
Records Mgt
Legal Vendors
 GOVERNANCE
Bus Law Prof Blog
Insurance Blogs
World Bank
Compliance/Ethics
RiskMetrics
 SECURITIES LITIGATION
State AGs
 FEDERAL GOVERNMENT
FTC
SEC
DOJ Antitrust
OSHA
EEOC
FCC
US ITC
 

To see archives click on a section title on the right.

 
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PUBLICATIONS

In-House Weekly (Law.com)

  1. Cadwalader to Close Houston Office in Core Practice Pivot, January 17, 2017
  2. VW, Takata Cases Show Attitude Matters in Justice Dept. Treatment of Corporate Wrongdoing, January 17, 2017
  3. The Prolific Nat Hentoff on SCOTUS, Democracy, January 17, 2017
  4. Supreme Court Protest Ends in 18 Arrests, January 17, 2017
  5. The FRCP, From the Perspective of Judges, Defense & Plaintiff: Legalweek Sneak Peek, January 17, 2017
  6. Lott Talks Gridlock, the Art of Persuasion and Pat-Downs, January 17, 2017
  7. Mark Zuckerberg Testifies in Dallas IP Case, Defends Facebook-Oculus Deal, January 17, 2017
  8. Days Before Trump Inauguration, D.C. Circuit OKs Limits on Protests, January 17, 2017
  9. U.K. Ministry of Justice Discriminated Against 200 Judges, Tribunal Finds, January 17, 2017
Bloomberg BNA News

  1. Qualcomm Said to Face U.S. Antitrust Case Over Licensing, Bloomberg BNA: Law Departments, January 17, 2017
  2. No Retirement: 71-Year-Old Lawyer Leaving Weil, Wants More Trials, Bloomberg BNA: The Legal Market, January 17, 2017
  3. Outgoing SEC Chief Raises Concern With Trump, Defends Agency, Bloomberg BNA: The Legal Market, January 17, 2017
  4. Did Del. Court Violate Shareholder Rights in TransPerfect Case?, Bloomberg BNA: The Legal Market, January 17, 2017
  5. U.K.’s ‘Hard Brexit’ Plans May Undermine Patent Court, Bloomberg BNA: The Legal Market, January 17, 2017
  6. O’Melveny Hires Sports Dealmaker, Bloomberg BNA: The Legal Market, January 17, 2017
Law Practice - International

  1. Opinion: Trump hasn't solved his conflicts of interest - Apalachicola Times, January 17, 2017

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LEGAL BUSINESS / TECHNOLOGY

General Counsel Moves

  1. Berkeley Research Group Appoints Legal Veteran Eric Miller as General Counsel - Yahoo Finance, (General Counsel), January 17, 2017
  2. Assurant Evolves Legal Department Roles - Yahoo Finance, (General Counsel), January 17, 2017
  3. MassMutual Announces Executive Leadership Changes - Yahoo Finance, (General Counsel), January 17, 2017
  4. Exelon Appoints Thomas S. O'Neill as Senior Vice President and General Counsel - Yahoo Finance, (General Counsel), January 17, 2017
Records Management

  1. Bridging the Week: Jan 9 to 13, Jan 17, 2017 (Record Retention; Position Limits-Setting Authority; Overcharging Fees ... - The National Law Review, January 17, 2017
Legal Vendor / Consultant News

  1. Video: BMO Financial’s Carla Goldstein on Using Client-Driven Metrics, Legal Executive Institute, January 17, 2017
  2. Nuix Insight Adaptive Security Brings Context V..., Nuix, January 17, 2017
  3. Legal Tech Link Newsletter, Winter 2017: Bill Henderson, Fin(Legal)Tech, and UK and European Focus, Legal Executive Institute, January 17, 2017
  4. Brown Rudnick Becomes Latest AmLaw 200 Firm to Make Move to Aderant Expert, Aderant: Media Releases, January 17, 2017
  5. What skills should tech professionals develop to ensure a successful future in legal? December 2016, Tikit: Press Releases, January 17, 2017
  6. ILTA educational webinar: The device mesh evolution in legal – way beyond mobile, Tikit: Press Releases, January 17, 2017

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GOVERNANCE

Business Law Prof Blog

  1. Welcome Professor Mike Schuster to BLPB!, January 17, 2017
Insurance Blogs

  1. RESPA TECHNICAL VIOLATION:  "THE LIGHTS WERE ON THE WHOLE TIME.", Insurance Bad Faith Law Blog, January 17, 2017
The World Bank

  1. Preserving Institutions in Yemen that Help People Now and Will Be Vital for Future Recovery, January 18, 2017
  2. New Yemen Projects to Help 9 Million People with Basic Health and Nutrition Services and Work Opportunities, January 18, 2017
  3. Leaders Step Up To Double the Wave on Carbon Pricing, January 18, 2017
  4. Sri Lanka Signs US$125 Million Credit to Modernize Agriculture, January 18, 2017
  5. GFDRR: Sights Set on a Resilient Future, January 18, 2017
  6. New World Bank Tool Helps Map Solar Potential, January 18, 2017
  7. Translating a Long Partnership with Yemen into Supporting Yemeni people during Conflict, January 18, 2017
  8. An Additional US$5.6 Million in Budget Support to the Palestinian Authority, January 18, 2017
Society of Corporate Compliance & Ethics

  1. What is Your Ethical Culture? - Employee Motivation Has to Be More than ‘a Pat on the Back’ - Why It’s So Hard to Train Someone to Make an Ethical Decision - And More, January 17, 2017
RiskMetrics Group

  1. MSCI Renames South East Asia Index Offerings MSCI ASEAN Indexes, RiskMetrics: Institutional Shareholder Services: Press Releases, January 17, 2017

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SECURITIES LITIGATION

State Attorneys General

  1. Moody’s to Pay $12 Million to Massachusetts for Deceptive, Fraudulent Credit Rating Practices, Attorney General: Massachusetts, January 17, 2017
  2. AG Paxton Files Petition to Halt Federal Overreach into Coal Industry, Attorney General: Texas, January 17, 2017

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FEDERAL GOVERNMENT

Federal Trade Commission

  1. In Two Separate Actions, FTC Charges Investors with Violations of U.S. Premerger Notification Requirements, FTC: News Releases, January 17, 2017
  2. FTC Charges Qualcomm With Monopolizing Key Semiconductor Device Used in Cell Phones, FTC: News Releases, January 17, 2017
Securities & Exchange Commission

  1. Gregory W. Gray, Jr., Securities & Exchange Commission: Administrative Proceedings, January 17, 2017
  2. Allergan, Inc., Securities & Exchange Commission: Administrative Proceedings, January 17, 2017
  3. Abraham M. Fisch, Esq., Securities & Exchange Commission: Administrative Proceedings, January 17, 2017
  4. SEC Charges Businessman With Misusing EB-5 Investments, Securities & Exchange Commission: Press Releases, January 17, 2017
  5. Allergan Paying $15 Million Penalty for Disclosure Failures During Merger Talks, Securities & Exchange Commission: Press Releases, January 17, 2017
  6. “The SEC after the Financial Crisis: Protecting Investors, Preserving Markets”, Securities & Exchange Commission: Speeches, January 17, 2017
  7. Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 11.26 Regarding the Data Collection Requirements of the Regulation NMS Plan to Implement a Tick Size Pilot Program, SEC: Selected NSX Rulemaking, January 17, 2017
  8. Notice of Filing of Amendment No. 1, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. , to Adopt a New Exception in Phlx Rule 1000(f) for Sub-MPV Split-Price Orders, SEC: Selected PHLX Rulemaking, January 17, 2017
  9. Adams Capital Management, Inc., Securities & Exchange Commission: Administrative Proceedings, January 17, 2017
  10. Aisling Capital LLC, Securities & Exchange Commission: Administrative Proceedings, January 17, 2017
  11. Commonwealth Venture Management Corp., Securities & Exchange Commission: Administrative Proceedings, January 17, 2017
  12. Alta Communications, Inc., Securities & Exchange Commission: Administrative Proceedings, January 17, 2017
  13. Cypress Advisors, Inc., Securities & Exchange Commission: Administrative Proceedings, January 17, 2017
  14. NGN Capital LLC, Securities & Exchange Commission: Administrative Proceedings, January 17, 2017
  15. Lime Rock Management LP, Securities & Exchange Commission: Administrative Proceedings, January 17, 2017
  16. FFL Partners, LLC, Securities & Exchange Commission: Administrative Proceedings, January 17, 2017
  17. The Banc Funds Company, L.L.C., Securities & Exchange Commission: Administrative Proceedings, January 17, 2017
  18. Pershing Square Capital Management, L.P., Securities & Exchange Commission: Administrative Proceedings, January 17, 2017
  19. BlackRock, Inc., Securities & Exchange Commission: Administrative Proceedings, January 17, 2017
  20. 10 Firms Violated Pay-to-Play Rule By Accepting Pension Fund Fees Following Campaign Contributions, Securities & Exchange Commission: Press Releases, January 17, 2017
  21. BlackRock Charged With Removing Whistleblower Incentives in Separation Agreements, Securities & Exchange Commission: Press Releases, January 17, 2017
  22. January 17, 2017, Securities & Exchange Commission: What's New, January 17, 2017
  23. January 13, 2017, Securities & Exchange Commission: What's New, January 17, 2017
  24. Municipal Securities Rulemaking Board, SEC: Selected SRO Rulemaking, January 17, 2017
  25. Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2 Thereto, to Amend NYSE Arca Equities Rule 8.700 and to List and Trade Shares of the Managed Emerging Markets Trust Under Proposed Amended NYSE Arca Equities Rule 8.700, SEC: Selected PCX Rulemaking, January 17, 2017
Department of Justice: Antitrust

  1. Ahmet Okumus to Pay $180,000 Civil Penalty for Violating Antitrust Premerger Notification Requirements, USDOJ Antitrust Division: What's New, January 17, 2017
  2. Mitchell Rales to Pay $720,000 Civil Penalty for Violating Antitrust Premerger Notification Requirements, USDOJ Antitrust Division: What's New, January 17, 2017
Department of Labor: OSHA

  1. OSHA proposes nearly $89K penalty after finding concrete manufacturer again exposed workers to airborne silica, OSHA News Releases, January 17, 2017
  2. OSHA fines Pennsylvania hospital $32K for exposing employees to workplace violence, other hazards, OSHA News Releases, January 17, 2017
  3. OSHA: Employee's death at Bellingham auto parts business 'preventable', OSHA News Releases, January 17, 2017
Equal Employment Opportunity Commission

  1. EEOC Issues Quality Practices Plan on Federal Sector Hearings, Appeals and Oversight Functions, January 17, 2017
Federal Communications Commission

  1. Comm. O'Rielly Statement on Noncommercial Broadcaster Legislation, FCC: Headlines, January 17, 2017
  2. Commissioner Clyburn Statement on Small Business Exemption, FCC: Headlines, January 17, 2017
International Trade Commission

  1. USITC Begins Investigation Concerning Possible Modifications to the U.S. Generalized System of Preferences for Additions, Removals, and Competitive Need Limitation Waivers, International Trade Commission: Press Releases, January 17, 2017

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