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Corporate Legal News
   
Tuesday, April 16, 2019
 
Vol. 18, No. 334
 
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 PUBLICATIONS
Legal Newswire
Bloomberg
Law Practice
 LEGAL BUSINESS / TECHNOLOGY
GC Moves
Legal Tech
Legal Vendors
Legal Hold
 GOVERNANCE
Harvard Law
Bus Law Prof Blog
World Bank
Corp Compliance
Sarb-Ox
 SECURITIES LITIGATION
State AGs
Class Actions
 INTELLECTUAL PROPERTY
Patently - O
Trade Related IP
IP Securitization
 FEDERAL GOVERNMENT
FTC
SEC
FCC
 ALSO OF NOTE
From the Blogs
 

To see archives click on a section title on the right.

 
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PUBLICATIONS

Legal Newswire (Law.com)

  1. Italian Bank UniCredit to Pay $1.3 Billion Over US and NY Sanctions Probes, April 15, 2019
  2. Baker McKenzie Chairman Helped Erode Taboos About Attorney Health, April 15, 2019
  3. Cahill Gordon Sees Declines Amid Junk Bond Market Slowdown, April 15, 2019
  4. The Early Reports: 2019 Am Law 100/200 Financials, April 15, 2019
  5. Baker McKenzie Global Chairman Paul Rawlinson Dies, April 15, 2019
Bloomberg BNA News

  1. Paul Rawlinson Helped Baker McKenzie Grow, Embrace Tech, Bloomberg BNA: Technologist, April 16, 2019
  2. Hogan Lovells Hires High-Ranking UBS Attorney in London, Bloomberg BNA: Law Departments, April 15, 2019
Law Practice - International

  1. Wilson Sonsini Hires Kirkland Capital Markets Partner in Hong Kong | International | The American Lawyer - Law.com, April 15, 2019
  2. August Trial Date Eyed in Case Against Greg Craig, Ex-Skadden Partner | National Law Journal - Law.com, April 15, 2019

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LEGAL BUSINESS / TECHNOLOGY

General Counsel Moves

  1. Bloom Burton & Co. Announces Appointment of Sonia Yung as General Counsel - Business Wire, (General Counsel), April 15, 2019
  2. JANET BAWCOM JOINS INGREDION AS GENERAL COUNSEL AND CORPORATE SECRETARY - Nasdaq, (General Counsel), April 15, 2019
  3. ÅF Pöyry appoints Susan Gustafsson as general counsel of group management - Lesprom Network, (General Counsel), April 15, 2019
Legal Technology

  1. Elite Document Technology Re-brands as Elite Discovery - GlobeNewswire, April 15, 2019
  2. Northern Trust adds legal contracting to private equity blockchain - Ledger Insights, April 15, 2019
Legal Vendor / Consultant News

  1. Worldox and WindTalker Announce Strategic Integration Partnership, Worldox: Press Releases, April 15, 2019
  2. Infographic: 3 Key Takeaways from the “State of Corporate Law Departments 2019” Report, Legal Executive Institute: Blog, April 15, 2019
  3. ProLaw Once Again Recognized by National Law Journal, Thomson Elite: Press Releases, April 15, 2019
  4. eBillingHub Accelerates through 2018 with Increased Market Share, Thomson Elite: Press Releases, April 15, 2019
Legal Hold

  1. “Above the Trend Line” – Your Industry Rumor Central for 4/15/2019 - insideBIGDATA, April 15, 2019
  2. Global eDiscovery Market 2019 Share, Growth, Key Manufacturers Analysis and Regional Forecast - News Tech Markets, April 15, 2019

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GOVERNANCE

Harvard Law School Corporate Governance Blog

  1. 2019 Proxy Season Preview, April 15, 2019
  2. The Life Cycle of Corporate Venture Capital, April 15, 2019
  3. 2018 Year-End Activism Update, April 15, 2019
Business Law Prof Blog

  1. Compliance!, April 16, 2019
The World Bank

  1. Consultation: Environmental and Social System Assessment \u2013 Tajikistan\u2019s Power Sector, April 16, 2019
  2. Classroom Assessment: Taking the First Steps Towards Improved Teaching and Learning in Tajikistan, April 15, 2019
  3. Global Value Chain Development Report 2019: Technological Innovation, Supply Chain Trade and Workers in a Globalized World, April 15, 2019
Corporate Governance

  1. Hawkamah and ICSA to emphasise the impact of corporate governance on sustainability - Zawya, April 15, 2019
  2. Corporate Governance - TheStreet.com, April 15, 2019
  3. Fund giant Legal & General Investment Management ups pressure over corporate governance - The Times, April 15, 2019
  4. John Downing: 'Corporate governance is not fun or interesting or sexy - but we know too well how important it is' - Independent.ie, April 15, 2019
  5. UAE- Governance in Times of Rapid Change: Hawkamah and ICSA to Emphasise the Impact of Corporate Governance on Sustainability - MENAFN, April 15, 2019
Sarbanes Oxley

  1. Form 20-F CooTek(Cayman)Inc. For: Dec 31 - StreetInsider.com, (Sarbanes Oxley - 404 Compliance), April 15, 2019
  2. Longwen Group Corp. filed on April 15, 2019 10-K Form - MoneyMakingArticles, (Sarbanes Oxley - 404 Compliance), April 15, 2019
  3. Whistleblower Updates: SEC Awards $50 Million and More - The National Law Review, (Sarbanes Oxley - Corporate Attorneys), April 15, 2019
  4. Form 10-K Rocky Mountain High Bran For: Dec 31 - StreetInsider.com, (Sarbanes Oxley - Corporate Attorneys; Sarbanes Oxley - 404 Compliance), April 15, 2019
  5. Form 8-K Jefferies Financial Grou For: Apr 12 - StreetInsider.com, (Sarbanes Oxley - Corporate Attorneys), April 15, 2019
  6. Form 8-K/A AQUA AMERICA INC For: Oct 22 - StreetInsider.com, (Sarbanes Oxley - Corporate Attorneys), April 15, 2019
  7. Form DEF 14A Tekla World Healthcare For: Jun 13 Filed by: Tekla Healthcare Opportunities Fund - StreetInsider.com, (Sarbanes Oxley - Corporate Attorneys), April 15, 2019
  8. Form DEF 14A Safehold Inc. For: May 09 - StreetInsider.com, (Sarbanes Oxley - Corporate Attorneys), April 15, 2019

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SECURITIES LITIGATION

State Attorneys General

  1. How to Report Storm Damage in Delaware, Attorney General: Delaware, April 15, 2019
  2. Pinwheels for Prevention: Raising Awareness about Child Abuse, Attorney General: Utah, April 15, 2019
Class Actions

  1. Labaton Sucharow Files Class Action Alleging Price Manipulation of Fannie Mae and Freddie Mac Bonds, Labaton Sucharow: Press Releases, April 15, 2019

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INTELLECTUAL PROPERTY

Patently - O - Dennis Crouch Blog

  1. Fooey on the Draft, April 16, 2019
  2. When Examiners Reopen Prosecution …, April 15, 2019
  3. How far can you go in Pre-Suit Investigative Contacts with Opposing Parties?, April 15, 2019
Trade Related Intellectual Property

  1. Getting the US-China deal over the finish line | TheHill - The Hill, April 15, 2019
  2. Intellectual Property In The Digital Age - New Vision, April 15, 2019
  3. Tackling the high price of medicine - Health-e News, April 15, 2019
Intellectual Property Securitization

  1. Gw Pharmaceuticals (GWPH) Shares Rose While Hellman Jordan Management Company Trimmed Stake; Douglas Emmett (DEI) Shareholder Bamco Upped Holding - Lives Advice, April 15, 2019
  2. Hercules Capital Inc (NYSE:HTGC) Reports Increase in Sellers; Strong Momentum for Short Players | Thorold News - Thorold News, April 15, 2019
  3. As Alexion Pharmaceuticals (ALXN) Stock Value Rose, Rock Springs Capital Management LP Has Cut Its Position; Texas Permanent School Fund Boosted Synnex (SNX) Holding by $653,520 as Market Valuation Rose - The FinExaminer, April 15, 2019
  4. Blackstone Group LP Trimmed Vivint Solar (VSLR) Stake by $24.00 Million as Stock Value Declined; Mastercard (MA) Shareholder Jlb & Associates Decreased Position - Standard Recorder, April 15, 2019
  5. As Adobe Com (ADBE) Stock Price Rose, Baltimore-Washington Financial Advisors Has Lifted Stake; Ipg Investment Advisors Holding in General Mtrs Co Com (GM) Lowered by $13.25 Million - The Hi New Ulm, April 15, 2019

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FEDERAL GOVERNMENT

Federal Trade Commission

  1. Online Lending Company Agrees to Settle FTC Charges It Engaged in Deceptive and Unfair Loan Servicing Practices, FTC: News Releases, April 15, 2019
  2. The Avant settlement: New financial platforms, established consumer protections, FTC: Consumer Protection Business Center Blog, April 15, 2019
Securities & Exchange Commission

  1. American Express Financial Corporation (Now Known as Ameriprise Financial, Inc.), Securities & Exchange Commission: Administrative Proceedings, April 15, 2019
  2. Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Renew an Existing Pilot Program Until November 4, 2019, SEC: Selected CBOE Rulemaking, April 15, 2019
  3. Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a Priority Customer Complex Order Surcharge and Provide an Additional Rebate Per Originating Contract Side to Qualifying Members, SEC: Selected ISE Rulemaking, April 15, 2019
  4. Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.31(i)(4) Relating to the Last Sale Peg Modifier., SEC: Selected NYSE Rulemaking, April 15, 2019
  5. Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the Listed Company Manual for Special Purpose Acquisition Companies To Reduce the Continued Listing Standards for Public Holders from 300 to 100 and to Enable the Exchange to Exercise Discretion to Allow Special Purpose Acquisition Companies a Reasonable Time Period Following a Business Combination to Demonstrate Compliance with the Applicable Quantitative Listing Standards, SEC: Selected NYSE Rulemaking, April 15, 2019
  6. Notice of Withdrawal of Proposed Rule Change to Amend Rule 7.44-E to Expand and Modify the Exchange's Retail Liquidity Program, SEC: NYSE Arca Rulemaking, April 15, 2019
  7. Sara Cortes and David Bartels Named Deputy Chief Counsels of the Division of Investment Management, Securities & Exchange Commission: Press Releases, April 15, 2019
  8. Lawrence P. Schmidt, Commercial Equity Partners, Ltd, FutureGen Company (d/b/a FutureGen Capital), FGC Distressed Assets Investment #1, LLC; FutureGen Capital DDA CG Fund LLC; FGC Tax Lien Fund #2, LLC; FGC Trading Fund #1 LLC; FGC SPE NO 1 LLC; FGC SPE NO 2 LLC; and FGC CM Note Fund LLC, Securities & Exchange Commission: Litigation Releases, April 15, 2019
  9. April 15, 2019, Securities & Exchange Commission: What's New, April 15, 2019
  10. April 12, 2019, Securities & Exchange Commission: What's New, April 15, 2019
Federal Communications Commission

  1. FCC Eliminates Outdated Regulations Burdening Phone Industry, FCC: Headlines, April 15, 2019
  2. FCC Seeks Comment on Bidding Procedures for Third 5G Spectrum Auction, FCC: Headlines, April 15, 2019
  3. Zenji Nakazawa Remarks at US-Caribbean Resilience Partnership Event, FCC: Headlines, April 15, 2019
  4. FCC Repeals Unnecessary Policy That Raises Rural Phone Rates, FCC: Headlines, April 15, 2019
  5. Comm. O'Rielly Remarks at NTCA Legislative & Policy Conference, FCC: Headlines, April 15, 2019
  6. FCC Takes Steps to Make Millimeter Wave Spectrum Available for 5G, FCC: Headlines, April 15, 2019

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ALSO OF NOTE

From the Blogs

  1. Law Second Most Pressure-Filled Profession, Inhouse Blog, April 15, 2019

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