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Corporate Legal News
   
Monday, August 19, 2019
 
Vol. 18, No. 423
 
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 PUBLICATIONS
Legal Newswire
Law Practice
 LEGAL BUSINESS / TECHNOLOGY
GC Moves
Records Mgt
Legal Vendors
Legal Hold
 GOVERNANCE
Harvard Law
Bus Law Prof Blog
World Bank
Corp Compliance
Sarb-Ox
 SECURITIES LITIGATION
State AGs
 INTELLECTUAL PROPERTY
Patently - O
Trade Related IP
IP Securitization
 FEDERAL GOVERNMENT
FTC
SEC
Labor Dept.
OSHA
EEOC
FDA
FCC
US ITC
 

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PUBLICATIONS

Legal Newswire (Law.com)

  1. Kirkland Litigator Moves to Steptoe, Citing Firm's Cross-Border Strength, August 16, 2019
  2. Lawyer Resilience in a Pressure-Cooker Profession. It’s (Probably) Not What You Think., August 16, 2019
  3. Former Sidley Associate, Kim & Chang Partner Dies, August 16, 2019
  4. Allegations Against Burford Could Muddy the Waters for Litigation Funding, Law Experts Argue, August 16, 2019
Law Practice - International

  1. Sedona Soul Adventures Named One of Inc.'s Fastest Growing Companies in US - Benzinga, August 18, 2019
  2. City of Huntington Foundation inducts five - Huntington Herald Dispatch, August 18, 2019
  3. Sunburn — The morning read of what's hot in Florida politics — 8.16.19 - Florida Politics, August 17, 2019
  4. MoFo Nabs Dentons’ White Collar, Competition Pro In SF - Law360, August 16, 2019
  5. Noem appoints Kevin Krull as Fourth Circuit judge - KNBN NewsCenter1 - Newscenter1.tv, August 16, 2019
  6. Bucks, Montgomery County business achievers - The Intelligencer, August 16, 2019
  7. Cyber threats to confidential and privileged information - Lexology, August 16, 2019
  8. Change Ups: GZA promotes Westra to principal | 2019-08-16 - grbj.com, August 16, 2019
  9. Judge Thomas Trent Lewis to Retire From Superior Court in December - Metropolitan News-Enterprise, August 16, 2019

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LEGAL BUSINESS / TECHNOLOGY

General Counsel Moves

  1. LSI Industries Appoints New Senior VP of HR and General Counsel - CStore - Convenience Store Decisions, (General Counsel), August 16, 2019
Records Management

  1. Global Public Safety and Records Management Solutions Market Size, Demand, Top Companies, Industry Analysis And Forecasts To 2025 - Tribaux, August 17, 2019
Legal Vendor / Consultant News

  1. 3 Hard Truths About Data Privacy – Are You Ready For Them?, Mitratech: Press Releases, August 19, 2019
  2. AbacusNext to Showcase HotDocs at ILTACON 2019, Abacus Next: Press Releases, August 16, 2019
  3. Ontrack Data Recovery Honored with Most Innovative Flash Memory Enterprise Business Application for Best of Show Award at Flash Memory Summit 2019, Kroll OnTrack: News Releases, August 16, 2019
Legal Hold

  1. Jean-Luc Brunel: three former models say they were sexually assaulted by Jeffrey Epstein friend - The Guardian, August 17, 2019

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GOVERNANCE

Harvard Law School Corporate Governance Blog

  1. Making Sense of Monte Carlo, August 18, 2019
  2. Remarks before the 38th Government-Business Forum on Small Business Capital Formation, August 17, 2019
  3. What the Capital One Hack Means for Boards of Directors, August 17, 2019
  4. Audit Committee Disclosure in Proxy Statements—2019 Proxy Review, August 16, 2019
  5. Recent Application of Caremark: Oversight Liability, August 16, 2019
  6. Weekly Roundup: August 9–15, 2019, August 16, 2019
Business Law Prof Blog

  1. More ALSB Tidbits: Ethical Decision Making & the Conformity Bias + Ethics Unwrapped, August 19, 2019
  2. ICYMI: #corpgov Weekend Roundup (Aug. 17, 2019), August 17, 2019
  3. Is Boycotting a Bust?, August 17, 2019
The World Bank

  1. World Bank Group Warns of Advance Fee Fraud Schemes Misrepresenting Its Name, August 16, 2019
  2. World Bank Statement on Rwanda Statistics, August 16, 2019
  3. World Bank Issues Second Tranche of Blockchain Bond Via Bond-i, August 16, 2019
Corporate Governance

  1. Can ESG Thrive in a Market Downturn? - YAHOO!, August 18, 2019
  2. MF Wrap: Activism in corporate governance through proxy voting and institutional votes - moneycontrol.com, August 17, 2019
  3. 2 Bizarre Things About WeWork's Parent Company's Corporate Governance - YAHOO!, August 16, 2019
  4. A Breach of Trust? Here's Why the FDA's Taking Aim at Novartis' AveXis - The Motley Fool, August 16, 2019
  5. Why is WeWork including a strike by employees among its possible risk factors? - YAHOO!, August 16, 2019
Sarbanes Oxley

  1. SEC Proposal Would Relax ICFR Auditor Attestation Requirement for Certain Smaller Reporting Companies - JD Supra, (Sarbanes Oxley - 404 Compliance), August 17, 2019
  2. Form 8-K ConnectOne Bancorp, Inc. For: Aug 15 - StreetInsider.com, (Sarbanes Oxley - Corporate Attorneys), August 17, 2019
  3. Form S-3 GSE SYSTEMS INC - StreetInsider.com, (Sarbanes Oxley - Corporate Attorneys), August 16, 2019
  4. Form 8-K Deciphera Pharmaceutical For: Aug 13 - StreetInsider.com, (Sarbanes Oxley - Corporate Attorneys), August 16, 2019

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SECURITIES LITIGATION

State Attorneys General

  1. Scammer Uses Facebook Messenger, Impersonates Utah AG, Attorney General: Utah, August 16, 2019

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INTELLECTUAL PROPERTY

Patently - O - Dennis Crouch Blog

  1. New York City Bar Opinion on Receipt of Inadvertently Sent Documents, August 17, 2019
  2. Relating back to the Original Complaint, August 16, 2019
  3. Construe Claims First; Then Rule on Eligibility, August 16, 2019
Trade Related Intellectual Property

  1. My Turn: China worrisome TMT partner - West Hawaii Today, August 17, 2019
  2. Turning the Tables: The United States, China, and the WTO National Security Exception - China Business Review, August 16, 2019
  3. Tamil Nadu's 'Panchamirtham Prasadam' gets GI tag and here's all you need to know - Times of India, August 16, 2019
Intellectual Property Securitization

  1. Cloud Peak Energy Announces Navajo Transitional Energy Company as Winning Bidder for Substantially All of Its Assets in Competitive Auction as Part of Chapter 11 Process - Yahoo Finance, August 18, 2019
  2. Lone Pine Capital Holds Position in Transdigm Group (TDG); Dodge & Cox Boosted Sprint (S) Holding by $1.53 Million; Market Valuation Rose - The EN Herald, August 18, 2019
  3. How Analysts Rated Hercules Capital, Inc. (NYSE:HTGC) Last Week? - The MAK Daily, August 18, 2019
  4. Kingstown Capital Management LP Has Trimmed Its General Mtrs Co (GM) Holding by $27.75 Million as Share Price Rose; Cwm Trimmed Schlumberger LTD (SLB) Holding by $1.03 Million - Stocks Beat, August 18, 2019
  5. Cloud Peak Energy Announces Navajo Transitional Energy Company as Winning Bidder for Substantially All of Its Assets in Competitive Auction as Part of Chapter 11 Process - Business Wire, August 17, 2019
  6. Robeco Institutional Asset Management Cut Stake in Synnex (SNX) as Share Price Declined; As Microsoft (MSFT) Shares Rose, Ithaka Group Increased Its Holding by $5.14 Million - Stocks Beat, August 17, 2019
  7. 22 Chambliss Attorneys Selected For Best Lawyers In America 2020 - The Chattanoogan, August 16, 2019
  8. Synnex (SNX) Shareholder Eulav Asset Management Cut Holding by $1.01 Million; Centurylink Investment Management Company Has Raised Its Stake in Verizon Communications (VZ) by $2.30 Million as Share Value Declined - CryptoCoinsTribune, August 16, 2019

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FEDERAL GOVERNMENT

Federal Trade Commission

  1. FTC Approves Final Consent Orders with Five Companies that Allegedly Violated the Consumer Review Fairness Act, FTC: News Releases, August 16, 2019
Securities & Exchange Commission

  1. Carl Ruderman, Securities & Exchange Commission: Administrative Proceedings, August 16, 2019
  2. Thomas Gillons, Securities & Exchange Commission: Administrative Proceedings, August 16, 2019
  3. BMO Capital Markets Corporation, Securities & Exchange Commission: Administrative Proceedings, August 16, 2019
  4. Cantor Fitzgerald & Co., Securities & Exchange Commission: Administrative Proceedings, August 16, 2019
  5. Cantor Fitzgerald and BMO Capital Charged for Improper Handling of ADRs, Securities & Exchange Commission: Press Releases, August 16, 2019
  6. Samuel Brown, et al., Securities & Exchange Commission: Litigation Releases, August 16, 2019
  7. Data, SEC: Selected SRO Rulemaking, August 16, 2019
  8. Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Distributions Service Guide, SEC: Selected DTC Rulemaking, August 16, 2019
  9. Notice of Filing of Proposed Rule Change to Add Certain Rules to the List of Minor Rule Violations in Rule 9217; Delete Obsolete Rules and Increase the Maximum Fine for Minor Rule Violations, SEC: Selected NYSE Rulemaking, August 16, 2019
  10. Notice of Filing of Amendment No. 4 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 4, Regarding Changes to Investments of the iShares Bloomberg Roll Select Commodity Strategy ETF, SEC: NYSE Arca Rulemaking, August 16, 2019
  11. Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 6.40-O to Reduce the Minimum Allowable Parameter for the Transaction- and Volume-Based Settings in the Risk Limitation Mechanism, SEC: NYSE Arca Rulemaking, August 16, 2019
  12. 34-86695: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange Rules 605 and 1049, SEC: NASDAQ OMX PHLX LLC (Phlx) Rulemaking, August 16, 2019
  13. Bill Tsai, Securities & Exchange Commission: Litigation Releases, August 16, 2019
  14. Hani Zeini, Securities & Exchange Commission: Litigation Releases, August 16, 2019
  15. Jehu Hand, et al., Securities & Exchange Commission: Litigation Releases, August 16, 2019
  16. August 16, 2019, Securities & Exchange Commission: What's New, August 16, 2019
  17. August 15, 2019, Securities & Exchange Commission: What's New, August 16, 2019
Department of Labor

  1. Court Sentences Omaha, Nebraska, Resident to Jail, Orders $276,878 In Restitution After U.S. Department of Labor Finds Benefits Fraud, August 16, 2019
  2. CORRECTED: U.S. Department of Labor Invites Stakeholders to an Online Dialogue On Supporting Nursing Mothers in the Workplace, August 16, 2019
Department of Labor: OSHA

  1. U.S. Department of Labor Cites New York Frozen Foods Packager For Exposing Employees to Multiple Hazards, OSHA News Releases, August 16, 2019
  2. U.S. Department of Labor Cites New York Frozen Foods Packager For Exposing Employees to Multiple Hazards, OSHA What's New, August 16, 2019
Equal Employment Opportunity Commission

  1. SoftPro to Pay $80,000 to Settle EEOC Disability Discrimination Suit, August 16, 2019
Food and Drug Administration

  1. FDA approves new device to improve symptoms in patients with advanced heart failure, FDA: Center for Biologicals Evaluation & Research, August 16, 2019
  2. FDA expands indication for several transcatheter heart valves to patients at low risk for death or major complications associated with open-heart surgery, FDA: Center for Biologicals Evaluation & Research, August 16, 2019
  3. FDA approves first of its kind device to treat pediatric patients with progressive idiopathic scoliosis, FDA: Center for Biologicals Evaluation & Research, August 16, 2019
  4. FDA approves treatment for patients with rare bone marrow disorder, FDA: Center for Biologicals Evaluation & Research, August 16, 2019
Federal Communications Commission

  1. FCC Announces Agenda for Next Consumer Advisory Committee Meeting, FCC: Headlines, August 16, 2019
International Trade Commission

  1. 3404: 337 Complaint : Collapsible and Portable Furniture, International Trade Commission: IP Infringement Pending (Section 337), August 16, 2019
  2. USITC Institutes Section 337 Investigation of Certain Child Resistant Closures with Slider Devices Having A User Actuated Insertable Torpedo For Selectively Opening the Closure and Slider Devices Therefor, International Trade Commission: Press Releases, August 16, 2019

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